Below you will find downloadable versions of our guidelines and principles:
Information about the complaint management procedure
Guidelines for sustainable investments (ESG)
ETHENEA – PRINCIPAL Adverse Impacts (PAI) STATEMENT
Guideline for exercising voting rights
Principles regarding the best-possible execution of customer orders (best execution)
Remuneration Policy of ETHENEA Independent Investors S.A.
Sub-Custodians of DZ Privatbank S.A.
Conflict of Interests Policy of ETHENEA Independent Investors S.A.
Guidelines for the selection of OTC counterparties
Change or discontinuation of a reference value - (German)
Swing Pricing Policy - (German)
Terms of use
The information and contents of this website constitute neither a public offer nor a request to submit an offer for the acquisition of securities, fund units or financial instruments. An investment decision related to the products presented herein should only be made on the basis of the relevant sales documents (sales prospectus, key investor information, semi-annual or annual reports) and never on the basis of this website. The products described on this website are not eligible for distribution in all countries and may in any case only be sold to qualified investors. The information and contents of this website are therefore not intended for natural persons or legal entities whose residence or business location is subject to jurisdiction providing for restrictions regarding the dissemination of such information. Natural persons or legal entities whose residence or business location is subject to foreign jurisdiction should therefore familiarise themselves with said restrictions and comply with them as appropriate.
The information contained in this website is in particular not intended for the USA. US citizens, according to the definition in Regulation S of the US Securities Act 1933, and legal entities domiciled in the USA are forbidden to access this website. The information presented on these websites may not be distributed or disseminated in the USA. The products listed herein have not been and will not be registered under the US Securities Act of 1933 and trading in these products has not been approved for the purposes of the US Commodities Exchange Act of 1936. The products listed on this website may not be offered or sold in the USA either to US citizens or to legal entities domiciled in the USA.
Information about the website
The content of the ETHENEA Independent Investors S.A. website has been carefully researched and compiled. However, no guarantee is given as to its correctness, completeness or accuracy. Despite having carried out thorough checks, we assume no liability for the content of linked websites. The operators of such linked sites are solely responsible for the content thereof.
The ETHENEA Independent Investors S.A. website is available for information purposes only.
No-one is authorised to rely on information that is not contained in the prospectus or publicly available documentation.
The content and structure of ETHENEA websites are protected by copyright. Reproduction of the information or data, in particular the use of text, parts of text or images, requires the prior consent of the publisher.
ETHENEA Independent Investors S.A. assumes no liability for the accuracy of the information provided herein.
An investment in investment funds, as with all securities and comparable financial assets, carries the risk of capital or currency losses. Consequently, the unit price and the yield are variable and cannot be guaranteed. The costs of a fund investment have an effect on the actual profit. No guarantee can be given that the investment objectives will be achieved. The statutory sales documents (Key Information Documents (PRIIPs-KIDs), sales prospectuses and reports) provide detailed information on potential risks and form the sole legal basis for a purchase of units. These documents can be obtained free of charge from the management company, ETHENEA Independent Investors S.A., the custodian bank, as well as the relevant national paying and information agents.
The paying or information agents for the Ethna Funds, HESPER FUND and MainFirst funds are the following:
ETHNA FUNDS
Austria, Belgium, Germany, Liechtenstein, Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
France
CACEIS Bank France, 1-3 place Valhubert, F-75013 Paris
Italy
Société Génerale Securities Services, Via Benigno Crespi, 19/A - MAC 2, IT-20159 Milano
State Street Bank International – Succursale Italia, Via Ferrante Aporti, 10, IT-20125 Milano
Banca Sella Holding S.p.A., Piazza Gaudenzio Sella 1, IT-13900 Biella
Allfunds Bank S.A.U – Succursale di Milano, Via Bocchetto 6, IT-20123 Milano
Switzerland
Representative: IPConcept (Schweiz) AG, Münsterhof 12, CH-8022 Zürich
Paying Agent: DZ PRIVATBANK (Schweiz) AG, Münsterhof 12, CH-8022 Zürich
Spain
ALLFUNDS BANK, S.A., C/ Estafeta, 6 (la Moraleja), Edificio 3 – Complejo Plaza de la Fuente, ES-28109 Alcobendas (Madrid)
HESPER FUND
Austria, Belgium, France, Germany, Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
Italy
Allfunds Bank S.A.U – Succursale di Milano, Via Bocchetto 6, IT-20123 Milano
Switzerland
Representative: IPConcept (Schweiz) AG, Münsterhof 12, CH-8022 Zürich
Paying Agent: DZ PRIVATBANK (Schweiz) AG, Münsterhof 12, CH-8022 Zürich
MAINFIRST FUNDS
Austria, Belgium, Germany, Liechtenstein, Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
France
Société Générale Securities Services, Société anonyme, 29 boulevard Haussmann, 75009 Paris
Italy
Allfunds Bank Milan, Via Bocchetto, 6, 20123 Milano; SGSS S.p.A., Via Benigno Crespi 19A-MAC2, 20159 Milano
Portugal
BEST - Banco Eletronico de Servico Toal S.A., Praca Marques de Pombal, 3A,3, Lisbon
Switzerland
Representative: IPConcept (Schweiz) AG, Münsterhof 12, CH-8022 Zürich; Paying Agent: DZ PRIVATBANK (Schweiz) AG, Münsterhof 12, CH-8022 Zürich
Spain
Société Générale Securities Services Sucursal en Espana, Plaza Pablo Ruiz Picasso, 1, 28020 Madrid
The paying or information agents for the third party funds are the following:
BASIS VERMÖGEN
Germany, Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
CASE INVEST
Germany, Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
EXCLUSIVE SOLUTIONS FUNDS
Belgium, Germany, Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
Switzerland
IPConcept (Schweiz) AG, Münsterhof 12, CH-8022 Zürich, Switzerland
GLOBAL MASTERS
Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
GLOBAL MASTERS MULTI ASSET STRATEGY
Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
GLOBAL OPPORTUNITIES (SICAV)
Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
MAINFIRST - TOTAL RETURN EUROPEAN EQUITY FUND
Austria, Germany, Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
Switzerland
IPConcept (Schweiz) AG, Münsterhof 12, CH-8022 Zürich, Switzerland
O3 ASSET VALUE SICAV
Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
Spain
Allfunds S.A.U., Calle de los Padres Dominicos 7, 28050 Madrid, Spain
Italy
Société Générale Securities Services S.p.A., Via Benigno Crespi 19A – MAC2 Milan 20159, Italy
PEGASO CAPITAL SICAV
Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
Switzerland
IPConcept (Schweiz) AG, Münsterhof 12, CH-8022 Zürich, Switzerland
Italy
Allfunds Bank Milan, Via Bocchetto, 6, 20123 Milano; SGSS S.p.A., Via Benigno Crespi 19A-MAC2, 20159 Milano, Italy
SOCIAL RESPONSIBILITY FUNDS
Germany, Luxembourg
DZ PRIVATBANK S.A., 4, rue Thomas Edison, L-1445 Strassen, Luxembourg
Switzerland
IPConcept (Schweiz) AG, Münsterhof 12, CH-8022 Zürich, Switzerland
The sales documents are also available on the information pages about our funds. Key investor information documents are available in the official language of the country of distribution.
All information published here constitutes a product description only. It does not constitute investment advice, an offer to enter into an agreement for the provision of advice or information, or an offer to buy or sell securities. The contents have been carefully researched, compiled and checked. No guarantee can be given for correctness, completeness or accuracy. The information includes past data which are no indicator of future performance. The management fee, custodian bank fee and all other additional costs are taken into account in the calculation of the unit price as stated in the provisions of the contract. Performance is calculated using the BVI method (German federal association for investment and asset management), which means that the calculations do not include an issuing charge, transaction costs (such as order fees and brokerage fees), custodian bank fees, or other management fees. Including the issuing surcharge would reduce performance.
The performance shown is not a reliable indicator of future performance.